- BrokerCheck - Find a broker, investment or financial advisor
BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors
- Using BrokerCheck - Investor. gov
Using BrokerCheck, you can search for a brokerage firm or individual broker by name or registration number, and link to state regulators’ websites In addition to BrokerCheck, FINRA has a separate database for viewing FINRA’s disciplinary actions against brokers
- Broker Check Tool 2025 | CLEARCheck™ Risk Scanner
CLEARCheck™ is CleaRank’s proprietary Broker Check Tool, designed to give traders instant, data-backed clarity on any broker’s regulatory status, withdrawal performance, transparency, and operational trustworthiness— all powered by our verified CLEAR™ methodology
- Seipc | Search
BrokerCheck gives you a snapshot of a broker's employment history, regulatory actions, and investment-related licensing information, arbitrations, and complaints
- IAPD - Investment Adviser Public Disclosure - Homepage
This website will also search FINRA's BrokerCheck system and indicate whether an entity is a Brokerage firm Investment advisers file Form ADV to register with the SEC and or the states
- How to Use FINRA BrokerCheck to Vet Your Financial Advisor
BrokerCheck is a valuable tool offered by FINRA to help you verify your financial advisor It provides detailed reports about brokers, brokerage firms, and investment advisors
- About BrokerCheck - FINRA. org
BrokerCheck is a free tool from FINRA that can help you research the professional backgrounds of investment professionals, brokerage firms and investment adviser firms
- FINRA BrokerCheck Brochure
To help you make informed decisions when choosing someone to manage your investments, FINRA provides BrokerCheck®—an important tool that delivers critical information about FINRA-registered securities firms and brokers, as well as investment adviser firms and representatives
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